Press Releases - SEC.gov
5 天之前 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release …
SEC Announces Enforcement Results for Fiscal Year 2024
5 天之前 · The SEC also received 45,130 tips, complaints, and referrals in fiscal year 2024, the most ever received in one year, including more than 24,000 whistleblower tips, more than …
SEC Charges Three Senior Executives in Two Actions Alleging …
6 天之前 · The SEC’s ongoing investigation regarding Adani Green is being conducted by Nicholas Karasimas, Stewart Gilson, Christopher M. Colorado, and Alison Conn of the New …
SEC Chair Gary Gensler will step down Jan. 20, making way ... - NBC News
6 天之前 · Securities and Exchange Commission Chair Gary Gensler will resign on Jan. 20, the agency announced Thursday, paving the way for President-elect Donald Trump to select a …
Supreme Court knocks down Wall Street regulator’s in-house courts
2024年6月27日 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision …
The SEC's new cybersecurity disclosure rules decoded: what they …
2024年5月31日 · As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of cybersecurity incidents and …
Elon Musk ordered to testify again in US SEC probe of Twitter …
2024年5月14日 · The billionaire said the SEC was trying to "harass" him with a number of subpoenas. The investigation concerns whether Musk broke federal securities laws in 2022 …
Who Will Lead The SEC Next? Gensler’s Exit Sparks ... - Forbes
3 天之前 · Gary Gensler’s resignation as SEC Chair in January 2025 signals a major shift in cryptocurrency regulation. His aggressive enforcement drew criticism, and with bitcoin nearing …
Newsroom - SEC.gov
5 天之前 · The SEC obtained orders for $8.2 billion in financial remedies, the highest amount in a fiscal year in agency history. Nov. 22, 2024 SEC Charges Three Broker-Dealers with Filing …
Hedge Fund RTW Probed by SEC Over Role in Masimo Proxy Fight
22 小时之前 · RTW Investments, a $6.5 billion hedge fund specializing in the life sciences, is being investigated by the Securities and Exchange Commission over the firm’s involvement in …