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4 天
First Around-the-Clock US Stock Exchange Wins SEC Approval
A startup stock exchange aiming to handle trades around the clock won a US watchdog’s approval to operate a venue 23 hours ...
Traders Magazine
3 天
SEC Approves 24 Exchange
24X National Exchange will be subject to the SEC’s ongoing regulatory oversight and full range of investor protections. The ...
来自MSN
6 小时
Trump-Backed SEC Leaders To Ease Crypto Market Rules After Gensler Departs
The Securities and Exchange Commission is poised to shift its stance on cryptocurrency regulation as Chair Gary Gensler ...
来自MSN
1 天
SEC drags Touzi Capital to court over fraudulent activities
The United States Securities and Exchange Commission (SEC) has initiated legal action against investment firm Touzi Capital.
WealthManagement.com
4 小时
Trump Team Eyes Atkins, Ex-SEC Commissioner, to Succeed Gensler
Atkins is a top contender for the job to replace outgoing SEC Chair Gary Gensler, the people said, who weren’t authorized to ...
1 小时
SEC Settles With ICBC Unit Over Ransomware Attack, Imposes No Fine
(Reuters) - The U.S. Securities and Exchange Commission has settled record keeping charges against an Industrial and ...
The TRADE
3 天
SEC approves first round-the-clock exchange
The US Securities and Exchange Commission (SEC) has approved the first round-the-clock exchange, 24X. 24X made its registration application to the US Securities and Exchange Commission to (SEC) to ...
5 天
Citadel Loses Bid to Pause Fees for SEC Market Surveillance Tool
The US Securities and Exchange Commission can proceed with funding a new tool for surveilling trades in equity markets ...
2 天
Mizuho Securities USA LLC Cuts Position in Alphabet Inc. (NASDAQ:GOOGL)
Mizuho Securities USA LLC cut its stake in Alphabet Inc. (NASDAQ:GOOGL – Free Report) by 16.1% during the third quarter, ...
1 天
Fisher Asset Management LLC Has $680,000 Stock Holdings in Pacer US Cash Cows 100 ETF (BATS ...
Fisher Asset Management LLC lifted its position in Pacer US Cash Cows 100 ETF (BATS:COWZ – Free Report) by 12.8% in the third ...
JD Supra
6 天
Federal District Court Vacates the Security and Exchange Commission’s Expanded Dealer Rule
On Nov. 21, Judge Reed O’Connor of the Northern District of Texas vacated the Security and Exchange Commission’s (SEC) newly ...
cryptopolitan
3 天
Former U.S. CFTC chair believes that the new U.S. SEC chair might drop the Ripple case
According to a Fox Business reporter, the former U.S. Commodity Futures Trading Commission (CFTC) chair Christopher Giancarlo ...
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