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Investment Executive
2 小时
Former fund rep sanctioned for SRO rule breaches
A former mutual fund rep has been fined and banned for violating securities rules, by taking money from several clients to ...
Investment Executive
3 小时
Bridging investors may finally see some money
According to court filings, PwC has so far recovered $698 million of the funds’ assets (as of Oct. 28), and it’s now ...
Investment Executive
4 小时
FCA backs away from enforcement disclosure plans
The deadline for providing feedback on the new consultation is Feb. 17, 2025. The FCA said that it also plans to continue ...
Investment Executive
4 小时
Employment down, vacancies up: StatCan
At the same time, StatCan also reported that job vacancies rose in September, following a flat August and three consecutive ...
Investment Executive
6 小时
Rob Gillies, The Associated Press
Every day, get the financial news that matters in your inbox.
Investment Executive
6 小时
CSA stretches prospectus timetable for funds in continuous distribution
Also starting March 3, funds will not have to file a final prospectus within 90 days of a preliminary prospectus receipt ...
Investment Executive
6 小时
Canada is already examining tariffs on certain US items following Trump’s tariff threat
Trump has threatened to impose tariffs on products from Canada and Mexico if the countries don’t stop what he called the flow ...
Investment Executive
7 小时
Low costs, potential gains increasingly drawing investors to active ETFs
Advantages other than the cost factor include transparency of what’s in the fund, the ability to trade ETFs throughout the ...
Investment Executive
1 天
FCA reveals roadmap to crypto regulation
Alongside the research, the FCA also published its roadmap to regulating the sector, which envisions a regulatory regime for ...
Investment Executive
1 天
FINTRAC aiming to provide crucial info in real time
Agency will work with businesses and federal partners to move more quickly in the fight against money laundering and ...
Investment Executive
1 天
Christmas comes early for FAIR Canada
The Canadian Foundation for Advancement of Investor Rights (FAIR Canada) is getting a major funding boost from the Ontario ...
Investment Executive
1 天
Canada should play ball with Trump: NBF
The threat of hefty U.S. tariffs should prompt policy shifts by Canada to placate the newly-elected U.S. administration, ...
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