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Asian Banking & Finance on MSN18d
ASIC issues warning to influencers promoting high-risk financial products
The influencers are providing unauthorised financial product advice, ASIC said. The Australian Securities and Investment Commission (ASIC) has issued warning notices to 18 social media influencers ...
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ASIC weighing up action against super trustees over Shield and First Guardian failures
The corporate regulator said it is “considering what options” it has to hold super trustees, such as Macquarie and Equity ...
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ASIC investigating role of platforms and researchers in high profile failures
The corporate regulator is investigating the role platforms and researchers played in failed schemes like Shield and First ...
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Australia’s Securities Regulator to Probe ASX After Collapsed Blockchain Project
A panel of three experienced finance figures, led by Rob Whitfield, will conduct the inquiry and recommend fixes for any ...
SMSF Adviser6d
ASIC cancels AFSL of Perth-based advice firm
ASIC has cancelled the Australian financial services license (AFSL) of a Perth-based advice firm Ballast Financial Management.
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ASIC cancels licence of Financial Services Group Australia - MSN
It also permanently banned its responsible manager, Graham Holmes. The Australian Securities and Investments Commission (ASIC) has cancelled the licence of Financial Services Group Australia Pty ...
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ASIC Appoints Panel to Probe ASX Following Failed Blockchain Project
The inquiry will assess the ASX’s governance, capability, and risk management frameworks across its group operations.